FINRA DOGZ

Abstract: This document describes the requirements for the reporting of data to CAT by Industry Members, including detailed information about data elements and file formats of each Reportable Event. It also describes how Industry Members submit files to CAT, including access instructions, network and transport options, and testing requirements.
Alternative: Requirements for the reporting of data to CAT by Industry Members
Conforms To: Orchestra v1.0
Created: 2024-07-24
Creator: Consolidated Audit Trail, LLC
Publisher: Atomic Wire Technology Limited
Rights: Copyright 2024 Atomic Wire Technology Limited
Source: CAT Reporting Technical Specifications for Industry Members
Subject: CAT, OATS, FINRA
Title: CAT Reporting Technical Specifications for Industry Members

Revisions

4.0.0-r18current

See the Orchestra Gradle Plugin documentation to learn how to use this Orchestra repository in your project.

With the Orchestra Gradle Plugin you can:

Create your own derived Orchestra repository based on the FINRA DOGZ data dictionary
Generate schema definitions and code
Build applications that consume or produce data described by this repository

If you already use the Orchestra Gradle Plugin, use the following snippet to create a derived repository based on FINRA DOGZ:

orchestra {
  specification {
    markdown {
      reference(orchestraHub("atomicwire/finra-cat", version = "4.0.0-r18"))
    }
  }
}